Series 63 – Uniform Securities State Law Examination


Need Help Studying for the Series 63 License Exam? Test Prep, Practice questions, Test Preparation, Study Tips, Test tips, Sample Questions, Complete Study Guide and Flash Cards

The Finra Series 63 exam is also called the Uniform Securities State Law Examination which was developed by the North American Securities Administrators Association (NASAA) with the cooperation of representatives from securities and industry association. The series 63 test is administered by the Financial Industry regulatory Association (FINRA).

The test covers knowledge of the principles of the state securities regulation procedures in line with the Uniform Securities Act (including adopted amendments by NASAA and rules on ethical business practices).


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The exam is administered by the North American Securities Administrators Association (NASAA).    For more information on the exam, registration, locations see FINRA.


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Candidates are given a total of 75 minutes to complete the entire examination. Only 60 out of the 65 test questions count toward the final total score. The remaining 5 questions are part of pre-test questions that can possibly be added to the question bank of future tests. The 5 pre-test questions are scattered among the 65 questions. To pass the series 63 test, candidates must attain at least 70%. Only correct answers are scored and wrong answers are not penalized.

The series 63 exam is a closed-book test and no research material of any kind is allowed. If a candidate requires scratch paper it would be provided by the exam proctor. Exam Questions for the Series 63


Series 63 Study Guide and Practice Test Questions

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Complete Uniform Securities State Law Examination study guide prepared by a dedicated team of expert researchers. Effective, affordable help from the most comprehensive test preparation company in the world! Includes sample questions, how to make a study plan, test tips and complete review.

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